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Using HR to Change your Company’s Compliance DNA
In his Editor’s View column, in the August issue of Compliance Week, entitled, “Compliance, Collaboration and HR”, Matt Kelly wrote about the interaction of Compliance Departments and Human Resources...
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More Wisdom from the Bribery Act Guys
Ed. Note-today we host our colleague Matt Ellis who reports on the recent World Compliance event where the Bribery Act guys spoke. This article originally appeared in Matt’s blog, FCPAméricas Blog,...
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How the Noir Novel Informs Your Compliance Program
In the Work Matters column in the December 3 Issue of the Texas Lawyer, in an article entitled, “Ten Phrases Lawyers Hear That Portend Disaster” author Michael Maslanka explored his love of noir...
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The Lilly FCPA Enforcement Action Part I – Key Lessons Learned on...
As you see from today’s picture I am enthusiastically wearing a New England Patriots (classic) shirt. You may ask yourself why am I wearing this shirt? The reason is because of a rather rash wager I...
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Compliance Week Needs Your Help!
Calling all FCPA and anti-corruption enthusiasts, Compliance Week needs your help! Compliance Week and Kroll Advisory have teamed up to undertake a major survey on corporate anti-corruption programs,...
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Loyalty v. Fairness?
Ed. Note-today we have a guest post by that well known Code of Conduct maven, Catherine Choe. It’s been years since I had a subscription for paper delivery of the news. I read the news either on my...
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What a Long Strange Trip It’s Been – The First 1000 Blog Posts
Yes, indeed the Grateful Dead can and does inform your compliance regime as today is my 1000th blog posting on the FCPA Compliance and Ethics Blog. To say that I ever thought I would see this day or...
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Billy the Kid Begins and the GSK China Verdict
According to This Day in History, 139 years ago today, Billy the Kid was arrested for the first time, for theft. Billy the Kid was believed to have been born in New York City and was later taken out...
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Doing Compliance-The Book
I have consistently tried to bring a ‘Nuts and Bolts’ approach to my writing about compliance. Last year when describing some of my writing on the building blocks of a Foreign Corrupt Practices Act...
View ArticleCompliance into the Weeds-Episode 48, Halliburton FCPA Enforcement Action
In this episode, Matt Kelly and I explore last week’s announcement by the Securities and Exchange Commission (SEC) of the resolution of its outstanding Foreign Corrupt Practices Act (FCPA) enforcement...
View ArticleCompliance into the Weeds-Episode 49, the Mattis Memo on Ethics
In this episode, Matt Kelly and I take a deep dive into the weeds on a Memo issued by Secretary of Defense James Mattis last week. It deals specifically with ethical conduct within the DOD and US...
View ArticleEverything Compliance-Episode 16, Review of Jesse Eisinger’s book, The...
In this episode, the Everything Compliance trio of Matt Kelly, Jay Rosen and Tom Fox unpack our first book review. We consider the recently released The Chickenshit Club by Jesse Eisinger and it may...
View ArticleThis Week in FCPA-Episode 65, the Wichita Lineman Edition
Jay and I return for a wide-ranging discussion on some of the week’s top compliance and ethics related stories, including: The Mattis Memo on ethics. See Tom’s blog post on why this Memo is so...
View ArticleCompliance into the Weeds-Episode 50, Where’s the Upside?
In this very topical episode Matt Kelly and I take a deep dive into the administration’s response to the events over the weekend in Charlottesville and what it means for business leaders, compliance...
View ArticleCompliance into the Weeds-Episode 51, the PCAOB and Compliance
In this episode, Matt Kelly and I take a deep dive into the Public Accounting Oversight Board (PCAOB). We consider the role of the PCAOB in both audit standards and internal controls for compliance....
View ArticleCompliance into the Weeds-Episode 52 Post Harvey
In this episode, Matt Kelly and I take a deep dive into the good, bad and ugly of Hurricane Harvey for the compliance professional. We discuss what lessons may be drawn from the storm and its aftermath...
View ArticleThis Week in FCPA-Episode 67, for the week ending September 8, the Post...
After a two week absence, Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories which happened while we were off, including: Retired U.S. Army colonel,...
View ArticleCompliance into the Weeds-Episode 52, COSO ERM Framework
In this episode, Matt Kelly and I take a deep dive into the weeds regarding the COSO ERM Framework, which was recently released. We consider the structural framework, with five major components, each...
View ArticleEverything Compliance-Episode 17, Post-Harvey Edition, Part I
The top compliance roundtable podcast is back with a wealth of new topics. Stayed tuned to the end where there are some great rants in this edition. Jonathan Armstrong considers the UK government’s...
View ArticleCompliance into the Weeds-Episode 54, Report from TEC 2017
In this episode, Matt Kelly returns to his journalism roots with a live report from TEC 2017, the Workiva user conference. We discuss some of the hot topics at the conference including possible repeal...
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